Liaisoning
Overview
Brokeredge takes pride in turning your vision of a full-fledged brokerage into reality. From the time you launch in the UAE or enter new jurisdictions, we provide end-to-end liaison services for the promotion of growth, leaving the compliance, set-up, and groundwork in our hands.
Company Registration
Our team takes care of transactional setup activities for your brokerage entity, such as:
- Structure recommendation: LLC, Free-zone, holding or operating entity
- Trade-name reservation and filing with the local authority
- Submission of documents, legal drafting, and liaising with regulators
- Appointment of a local director/nominee (where required)
- Arranging office space (virtual/physical) to fulfill local presence requirements
Our expert team guides you through every step to ensure that your entity is fully legitimate, compliant, and operational.
Bank Account Setup
Opening a corporate bank account is one of the bottlenecks often faced by a new brokerage. Leveraging our banking relationships and our profound strength in the domain, Brokeredge assists you in:
- Selecting an appropriate banking partner (local, regional, or international)
- Preparing KYC and due diligence documentation and presenting the same
- Addressing and resolving queries, delays, compliance checks
- Ensuring your account is ready for transactional use immediately after registration completion
Statutory & Regulatory Approvals
Brokerage operations are heavily regulated and are subject to a diverse regulatory framework. We assist you in navigating those regulatory hurdles by
- Preparing and filing applications before securities / financial authorities (for example, Securities & Commodities Authority in UAE)
- Liaising with regulators to speed queries and track their status
- Checking that all pertinent permits, licenses, or exemptions are in place
- Supporting the renewal, reporting, and audit mechanisms
